Robert
Carlone

Tiaa-Cref Individual & Institutional Services, LLC

CRD#2202933
Investment Advisor
in Buffalo, NY

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About this Advisor

Robert Carlone is a financial advisor based in Buffalo, New York with 11 years of relevant experience. Carlone is an employee of Tiaa-Cref Individual & Institutional Services, LLC. Their career trajectory has included roles at Tiaa-Cref Individual & Institutional Services, LLC and Tiaa. Carlone maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to operate in New Jersey and New York. Tiaa-Cref Individual & Institutional Services, LLC is an advisory firm operating out of New York, NY. It has offices in 136 locations and a total of 1,235 financial advisors. It administers $31 billion in assets between its 76,892 client accounts, making it one of the largest investment advisory firms in the United States by assets under management. The firm advises 22 charities and foundations. Of its 76,892 accounts, 62% are associated with high-net-worth individuals who have more than $1 million in investable assets. The business has a few services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Financial management fee schedules typically are based on which services are offered. However, fee types charged by Tiaa-Cref Individual & Institutional Services, LLC most likely include some blend of asset-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Others

Office Location

100 Corporate Parkway Suite 112
Buffalo, NY 14226

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Tiaa-Cref Individual & Institutional Services, LLC Brokerage Details

Total Assets Under Management

$30,906,830,115

NY Average: $7,464,549,021
Total Number of Employees

1,235

NY Average: 88
Total Number of Accounts

76,892

NY Average: 3,892
Average Account Size

$401,951

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Robert Carlone Work History

Robert has been registered as a financial advisor for 11 years.*

2011 - Present (13 years)

Tiaa-Cref Individual & Institutional Services, LLC

2011 - Present (13 years)

Tiaa

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Robert Carlone to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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