Ronald
La Serra

Equity Services, Inc

CRD#5359267
Investment Advisor
in Hauppauge, NY

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Ronald La Serra is a chartered financial consultant working in Hauppauge, New York, who has 2 years of relevant experience. La Serra is currently employed by Equity Services, Inc. Over the course of their career, they have held roles at Rnr Securities, LLC, R&R Financial Planners, National Life and Equity Services, Inc. La Serra has a Series 63 license, qualifying them as a securities agent, and can operate in New York. Equity Services, Inc is an advisory business operating out of Montpelier, VT. The investment advisory business has offices in 220 locations and a total of 440 financial advisors. It handles $2 billion in assets under management across its 11,317 customer accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm provides financial advisory services to five charities and foundations. Of its 11,317 accounts, 23% are held by high-net-worth clients who have greater than $1 million in assets available to invest. Equity Services, Inc has a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial advisory fee schedules usually depend on the type of services provided. Fees charged by Equity Services, Inc may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Chartered Financial Consultant

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

1393 Veterans Memorial Highway Suite 314N
Hauppauge, NY 11788

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Equity Services, Inc Brokerage Details

Total Assets Under Management

$1,866,892,398

NY Average: $4,257,716,217
Total Number of Employees

440

NY Average: 30
Total Number of Accounts

11,317

NY Average: 868
Average Account Size

$164,964

NY Average: $4,905,203

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Ronald La Serra Work History

Ronald has been registered as a financial advisor for 2 years.*

2020 - Present (4 years)

National Life

2020 - Present (4 years)

Equity Services, Inc

2014 - 2020 (6 years)

R&R Financial Planners

2013 - 2020 (7 years)

Rnr Securities, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Ronald La Serra to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Esi Financial Advisors

Ulric Bruce
Hauppauge, NY
Virginia Griffith
Atlanta, GA
Shon Mclain
Colchester, VT
Jason Goncz
Westerville, OH
Eric Gottesman
Lido Beach, NY
Matthew Keiss
Atlanta, GA
Clayton Nash
Roanoke, VA
Brian Reilly
Red Bank, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started