La Serra

Equity Services, Inc

Investment Advisor
in Hauppauge, NY

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About this Advisor

Ronald La Serra is a chartered financial consultant working in Hauppauge, New York, who has 2 years of relevant experience. La Serra is currently employed by Equity Services, Inc. Over the course of their career, they have held roles at Rnr Securities, LLC, R&R Financial Planners, National Life and Equity Services, Inc. La Serra has a Series 63 license, qualifying them as a securities agent, and can operate in New York. Equity Services, Inc is an advisory business operating out of Montpelier, VT. The investment advisory business has offices in 220 locations and a total of 440 financial advisors. It handles $2 billion in assets under management across its 11,317 customer accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm provides financial advisory services to five charities and foundations. Of its 11,317 accounts, 23% are held by high-net-worth clients who have greater than $1 million in assets available to invest. Equity Services, Inc has a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial advisory fee schedules usually depend on the type of services provided. Fees charged by Equity Services, Inc may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Chartered Financial Consultant

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

1393 Veterans Memorial Highway Suite 314N
Hauppauge, NY 11788

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Equity Services, Inc Brokerage Details

Total Assets Under Management


NY Average: $4,257,716,217
Total Number of Employees


NY Average: 30
Total Number of Accounts


NY Average: 868
Average Account Size


NY Average: $4,905,203

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Ronald La Serra Work History

Ronald has been registered as a financial advisor for 2 years.*

2020 - Present (4 years)

National Life

2020 - Present (4 years)

Equity Services, Inc

2014 - 2020 (6 years)

R&R Financial Planners

2013 - 2020 (7 years)

Rnr Securities, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Ronald La Serra to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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