Ronald
Pompei

Crown Capital Securities, L.P

CRD#1439110
Investment Advisor
in Tarrytown, NY

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About this Advisor

Ronald Pompei is a certified financial planner operating out of Tarrytown, New York with 1 year of relevant experience. Pompei is an advisor for Crown Capital Securities, L.P. They have spent their whole career at Crown Capital Securities, L.p. Pompei has a Series 63 license, which qualifies them as a securities agent, and is registered to work in New York. Crown Capital Securities, L.P is a company that has its headquarters in Orange, CA. It has offices in 93 locations and a total of 164 advisors. It manages $1 billion in assets across its 5,654 customer accounts, making it one of the bigger investment advisory firms in the country by assets under management. The firm advises 27 charities and foundations. Of its 5,654 customer accounts, just 3% are associated with high-net-worth clients who have more than $1 million in investable assets. The advisory firm has a few services, such as financial planning services, portfolio management for individuals and small businesses and pension consulting services. Financial management fees typically depend on which services are provided. However, fee types billed by Crown Capital Securities, L.P most likely consist of some blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, CERTIFIED FINANCIAL PLANNER™

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

150 White Plains Road Suite 205
Tarrytown, NY 10591

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Crown Capital Securities, L.P Brokerage Details

Total Assets Under Management

$1,223,108,240

NY Average: $7,578,581,321
Total Number of Employees

164

NY Average: 43
Total Number of Accounts

5,654

NY Average: 3,727
Average Account Size

$216,326

NY Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services

Ronald Pompei Work History

Ronald has been registered as a financial advisor for 1 years.*

2002 - Present (22 years)

Crown Capital Securities

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Ronald Pompei to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Crown Capital Securities, L.P

William Hauenstein
Orange, CA
Lawrence Davis
Florence, AZ
Joseph Dipasquale
Glastonbury, CT
Matthew Sessa
Lancaster, CA
Evan Hayashi
Portland, OR
Austin Moherman
Costa Mesa, CA
Brian Moon
Orange, CA
Jacob Heskett
Orange, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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