Sam
Kiernan
Deutsche Bank Securities Inc
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About this Advisor
Sam Kiernan is a financial advisor operating out of New York, New York. Kiernan is currently employed by Deutsche Bank Securities Inc. During their career, the advisor has held roles at Deutsche Bank, The Gem Saloon, Village Of Larchmont - Flint Park Day Camp, Unemployed (Student), Jagex and Equinox Group. Kiernan maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can operate in New York. Deutsche Bank Securities Inc is a financial advisory firm based out of New York, NY. The investment advisory business has a total of 1,585 advisors. It administers $21 million in total assets across its 15 accounts, making it one of the smaller financial advisory firms in the nation by assets under management. Of its 15 customer accounts, 47% are held by high-net-worth individuals who have greater than $1 million in investable assets. The firm provides a number of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters and security rating services. Fees for financial management usually are based on the financial services provided. Fee types charged by Deutsche Bank Securities Inc can be comprised of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Deutsche Bank Securities Inc Brokerage Details
$21,348,952
1,585
15
$1,423,263
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
Sam Kiernan Work History
Sam has been registered as a financial advisor for 0 years.*
Deutsche Bank
Deutsche Bank
The Gem Saloon
Village Of Larchmont - Flint Park Day Camp
Village Of Larchmont - Flint Park Day Camp
Equinox Group
Jagex
Unemployed (Student)
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Sam Kiernan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Deutsche Bank Securities Inc
Jacksonville, FL
New York, NY
Los Angeles, CA
New York, NY
San Francisco, CA
New York, NY
Los Angeles, CA
Miami, FL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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