Scott
Fitzgerald

Royal Alliance Associates, Inc

CRD#2149097
Investment Advisor
in Islandia, NY

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About this Advisor

Scott Fitzgerald is a certified financial planner who works out of Islandia, New York with a total of 7 years of relevant experience. Fitzgerald currently works for Royal Alliance Associates, Inc. Their career trajectory has included roles at Vanderbilt Securities, Prime Life Agency, Pfg Investments, LLC and Royal Alliance. Fitzgerald holds a Series 63 license, designating them as a securities agent, and is able to advise clients in Arizona, California, Colorado, Connecticut, Florida, Georgia, Maine, Maryland, Missouri, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, South Carolina, Texas, Vermont, Virginia and Wisconsin. Royal Alliance Associates, Inc is a registered investment business based in Jersey City, NJ. It has offices in 1,009 locations and a total of 3,704 financial advisors. It administers $30 billion in assets across its 149,233 customer accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm serves 191 charities and foundations. Of its 149,233 customer accounts, just 11% are associated with high-net-worth investors who have at least $1 million in investable assets. The company has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fees typically depend on which services the firm provides the client. However, fees billed by Royal Alliance Associates, Inc can be comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, CERTIFIED FINANCIAL PLANNER™

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

Islandia, NY

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

NY Average: $10,121,009,343
Total Number of Employees

3,704

NY Average: 92
Total Number of Accounts

149,233

NY Average: 6,978
Average Account Size

$197,920

NY Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Scott Fitzgerald Work History

Scott has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Royal Alliance

2002 - 2016 (14 years)

Vanderbilt Securities

2000 - 2016 (16 years)

Pfg Investments, LLC

1996 - 2016 (20 years)

Prime Life Agency

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Scott Fitzgerald to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Grant Hartwell
Torrance, CA
Sebastian Kanczugowski
Bellevue, WA
Amanda Johnson
Spokane, WA
David Whitfield
Mishawaka, IN
Nicholas Adams
Southfield, MI
Joel Morales
Wesley Chapel, FL
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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