Principal Securities, Inc

Investment Advisor
in New York, NY

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About this Advisor

Shareef Doumet is a financial advisor working out of New York, New York who has 1 year of industry experience. Doumet currently works for Principal Securities, Inc. Doumet has gained experience at Transamerica Financial Advisors, Inc, Raymond James Financial Services Advisors Inc, Transamerica Retirement Solutions, Transamerica Investors Securities Corporation, Principal Life Insurance and Principal Securities. Doumet maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to work in New York. Principal Securities, Inc is a financial advisory firm headquartered in Des Moines, IA. It has offices in 350 locations and a total of 1,430 financial advisors. It has $9 billion in assets between its 46,075 customer accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm provides services to 34 charities and foundations. Of its 46,075 client accounts, just 3% belong to high-net-worth clients who have more than $1 million in assets available to invest. Principal Securities, Inc offers a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees for financial management are based on which service is offered. Fee types charged by Principal Securities, Inc can include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

1155 Ave Of The Americas Ste 1120
New York, NY 10036

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Principal Securities, Inc Brokerage Details

Total Assets Under Management


NY Average: $9,259,360,772
Total Number of Employees


NY Average: 166
Total Number of Accounts


NY Average: 7,189
Average Account Size


NY Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Shareef Doumet Work History

Shareef has been registered as a financial advisor for 1 years.*

2022 - Present (1 year)

Principal Life Insurance

2022 - Present (1 year)

Principal Securities

2016 - 2022 (6 years)

Transamerica Retirement Solutions

2016 - 2022 (6 years)

Transamerica Investors Securities Corporation

2015 - 2016 (1 year)

Transamerica Financial Advisors, Inc

2013 - 2014 (1 year)

Raymond James Financial Services Advisors Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Shareef Doumet to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Paige Lewis
Seattle, WA
Meghan Mcguire
Denver, CO
Michael Adelman
Des Moines, IA
John Pettit
Puyallup, WA
Katherine Delmont
Des Moines, IA
Gregory Schmitt
San Diego, CA
Jairus Halladay
Milwaukee, WI
William Daines
Tampa, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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