Shawn
Richards

American Portfolios Advisors, Inc

CRD#4908281
Investment Advisor
in Holbrook, NY

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About this Advisor

Shawn Richards is a financial advisor who works out of Holbrook, New York with 13 years of relevant experience. Richards is an advisor for American Portfolios Advisors, Inc. They have spent their whole career at American Portfolios Advisors, Inc. Richards holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to serve investors in Alaska, Arkansas, California, Connecticut, Georgia, Michigan, Minnesota, New York, North Carolina, North Dakota, Oregon, Pennsylvania, Rhode Island, South Carolina, Utah, Vermont, Virginia, West Virginia and Wisconsin. American Portfolios Advisors, Inc is a registered investment company that has its headquarters in Holbrook, NY. The company has offices in 312 locations and a total of 610 employees. It handles $8 billion in total assets between its 38,533 customer accounts, placing it among the largest firms in the nation by assets under management. The firm provides services to 82 charities and foundations. Of its 38,533 customer accounts, just 3% are held by high-net-worth clients who have greater than $1 million in assets available to invest. The company has a broad array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees charged by financial advisors typically are based on which service is provided. Fees billed by American Portfolios Advisors, Inc can include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

4250 Veteran'S Memorial Highway 4Th. Floor, Suite 420E
Holbrook, NY 11741

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American Portfolios Advisors, Inc Brokerage Details

Total Assets Under Management

$8,397,016,000

NY Average: $7,464,549,021
Total Number of Employees

610

NY Average: 88
Total Number of Accounts

38,533

NY Average: 3,892
Average Account Size

$217,918

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Shawn Richards Work History

Shawn has been registered as a financial advisor for 13 years.*

2010 - Present (14 years)

American Portfolios Financial Services, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Shawn Richards to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at American Portfolios Advisors, Inc

Daniel Nuwash
Holbrook, NY
Alan Melanson
Holbrook, NY
Erica Keane
Holbrook, NY
Kevin Saia
Holbrook, NY
Michael Sleasman
Holbrook, NY
Whitney Merrill
Holbrook, NY
Stacy Pfizenmayer
Holbrook, NY
Michael Sackstein
Holbrook, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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