Spencer
Friedman

Park Avenue Securities LLC

CRD#5548151
Investment Advisor
in New York, NY
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About this Advisor

Spencer Friedman is a certified financial planner in New York, New York. Currently an investment advisor at Park Avenue Securities LLC, Friedman has 12 years of professional experience. Friedman holds a Series 66 license, which certifies the advisor as both a securities agent and an investment advisor representative. Friedman can advise customers in Arizona, California, Washington, D.C., Illinois, Massachusetts, Texas, New Jersey, Colorado and Florida. The advisor has gained experience at Guardian Life Insurance Company, Park Avenue Securities and Northwestern University. Park Avenue Securities LLC is headquartered in New York, New York, and has 86 additional brick-and-mortar locations in the country. As a company, Park Avenue Securities LLC manages $3 billion in assets dispersed across 18,575 accounts and retains more than 1,708 people. The amount of assets the firm manages makes it one of the biggest investment advisory firms in the nation. The firm manages 15,111 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 24% of the investment firm's investors are high-net-worth individuals, meaning they have more than $1 million in investable assets. Park Avenue Securities LLC can offer financial planning services, portfolio management for individuals and small businesses and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

120 Broadway 37Th Floor
New York, NY 10271

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Park Avenue Securities LLC Brokerage Details

Total Assets Under Management

$4,022,487,394

NY Average: $7,464,549,021
Total Number of Employees

1,777

NY Average: 88
Total Number of Accounts

25,160

NY Average: 3,892
Average Account Size

$159,876

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Spencer Friedman Work History

Spencer has 12 years of experience.

2010 - Present (9 years)

Guardian Life Insurance Company

2010 - Present (9 years)

Park Avenue Securities

2006 - 2010 (4 years)

Northwestern University

Disclosures

Spencer Friedman has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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