Stephen
Dolan

B. Riley Wealth Management

CRD#1439884
Investment Advisor
in New York, NY
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About this Advisor

Stephen Dolan is a certified financial planner based out of New York, New York, with 11 years of professional experience. Dolan is an employee of B. Riley Wealth Management. Dolan has gained experience at Chase Investment Services Corp, Wunderlich Securities, Inc and J.P. Morgan Securities LLC. Dolan maintains Series 63 and Series 66 licenses, certifying them as a securities representative, and is approved to work in Illinois and New Jersey. B. Riley Wealth Management is a financial advisory company that has its headquarters in New York, New York. The investment advisory business has offices in 23 locations and a total of 314 financial advisors. It administers $2 billion in assets across its 5,858 accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm serves 26 charitable organizations. The advisory firm offers a wide assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. A financial advisor's fees largely are based on which services are offered. Fee types charged by B. Riley Wealth Management most likely consist of some blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

150 East 52Nd Street 3Rd Floor
New York, NY 10022

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B. Riley Wealth Management Brokerage Details

Total Assets Under Management

$1,944,051,464

NY Average: $730,596,643
Total Number of Employees

314

NY Average: 15
Total Number of Accounts

5,858

NY Average: 968
Average Account Size

$331,863

NY Average: $754,749

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Stephen Dolan Work History

Stephen has 11 years of experience.

2017 - Present (2 years)

Wunderlich Securities, Inc

2012 - 2017 (5 years)

J.P. Morgan Securities LLC

2007 - 2012 (5 years)

Chase Investment Services Corp

Disclosures

Stephen Dolan has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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