B. Riley Wealth Management

Investment Advisor
in New York, NY
Are you Stephen Dolan? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Stephen Dolan is a certified financial planner based out of New York, New York, with 11 years of professional experience. Dolan is an employee of B. Riley Wealth Management. Dolan has gained experience at Chase Investment Services Corp, Wunderlich Securities, Inc and J.P. Morgan Securities LLC. Dolan maintains Series 63 and Series 66 licenses, certifying them as a securities representative, and is approved to work in Illinois and New Jersey. B. Riley Wealth Management is a financial advisory company that has its headquarters in New York, New York. The investment advisory business has offices in 23 locations and a total of 314 financial advisors. It administers $2 billion in assets across its 5,858 accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm serves 26 charitable organizations. The advisory firm offers a wide assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. A financial advisor's fees largely are based on which services are offered. Fee types charged by B. Riley Wealth Management most likely consist of some blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions



Office Location

150 East 52Nd Street 3Rd Floor
New York, NY 10022

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

B. Riley Wealth Management Brokerage Details

Total Assets Under Management


NY Average: $730,596,643
Total Number of Employees


NY Average: 15
Total Number of Accounts


NY Average: 968
Average Account Size


NY Average: $754,749

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Stephen Dolan Work History

Stephen has 11 years of experience.

2017 - Present (2 years)

Wunderlich Securities, Inc

2012 - 2017 (5 years)

J.P. Morgan Securities LLC

2007 - 2012 (5 years)

Chase Investment Services Corp


Stephen Dolan has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started