Stephen
Hicks

Brighton Securities Corp

CRD#5383772
Investment Advisor
in Batavia, NY

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About this Advisor

Stephen Hicks is a financial advisor based in Batavia, New York, working with Brighton Securities Corp. Stephen has previously held a position at Brighton Securities Corp. Stephen has passed the Series 66 regulatory exam and is registered to provide services in Alabama, Florida, Georgia, New York, Pennsylvania, South Carolina, Texas, and Virginia. Currently, Stephen is part of Brighton Securities Corp, which operates out of Batavia, New York. The firm has 6 offices and 35 employees. The firm manages assets totaling $611.9 million and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, and selection of other advisers. The fee structure at Brighton Securities Corp includes asset-based, hourly, fixed, and commission-based fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

212 East Main Street
Batavia, NY 14020

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Brighton Securities Corp Brokerage Details

Total Assets Under Management

$611,855,688

NY Average: $7,464,549,021
Total Number of Employees

35

NY Average: 88
Total Number of Accounts

2,108

NY Average: 3,892
Average Account Size

$290,254

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Stephen Hicks Work History

2007 - Present (17 years)

Brighton Securities Corp

Disclosures

Please visit the SEC profile of Stephen Hicks to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Brighton Securities Corp

Jery Chambers
Hamburg, NY
Lori Alberts
Rochester, NY
Jeanine Drake
Rochester, NY
Jennifer Snyder
Rochester, NY
Melissa Talarico
Rochester, NY
Samantha Walker
Rochester, NY
Michael Restivo
Rochester, NY
Ethan Wade
Rochester, NY

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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