Stephen
Straw

Northwestern Mutual Investment Services, LLC

CRD#2414498
Investment Advisor
in New York, NY

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About this Advisor

Stephen Straw is a financial advisor based in New York, New York, working with Northwestern Mutual Investment Services, LLC. Stephen has previously held positions at Transamerica Financial Advisors, Inc, Orion Advisor Solutions, Sarah M Lucas Stein, Northwestern Mutual Investment Services, LLC, Northwestern Mutual Wealth Management Company, Kevin M Stein, Signator Investors, Inc, and Folio Investments, Inc. Stephen has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Florida and New Jersey. Currently, Stephen is part of Northwestern Mutual Investment Services, LLC, which operates out of New York, New York. The firm has 2,537 employees and offers various services. The fee structure at Northwestern Mutual Investment Services, LLC includes fixed and other fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Services Offered

Other

Fee Structure

Fixed Fees, Others

Office Location

875 3Rd Ave Fl 23
New York, NY 10022

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Northwestern Mutual Investment Services, LLC Brokerage Details

Total Number of Employees

2,537

NY Average: 43

Investment Advisory Services

  • Other

Stephen Straw Work History

2021 - Present (3 years)

Northwestern Mutual Wealth Management Company

2020 - Present (4 years)

Sarah M Lucas Stein

2020 - Present (4 years)

Northwestern Mutual Investment Services, LLC

2020 - Present (4 years)

Kevin M Stein

2019 - 2020 (1 year)

Orion Advisor Solutions

2017 - 2019 (2 years)

Folio Investments, Inc

2016 - 2017 (1 year)

Signator Investors, Inc

2006 - 2016 (10 years)

Transamerica Financial Advisors, Inc

Disclosures

Please visit the SEC profile of Stephen Straw to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Northwestern Mutual Investment Services,LLC

Stephanie Watson
New York, NY
Benjamin Hershey
Mechanicsburg, PA
Spencer Croft
Reston, VA
Ronald Coulson
Leawood, KS
Reem Rawashdeh
Omaha, NE
Drew Snodgrass
Springfield, IL
William Vincent
Peachtree Corners, GA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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