Steven
Bromberg

Avantax Advisory Services

CRD#4577338
Investment Advisor
in Mount Kisco, NY

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About this Advisor

Steven Bromberg is a financial advisor working out of Mount Kisco, New York who has 2 years of relevant experience. Bromberg is on the advisory team at Avantax Advisory Services. During their career, the advisor has held roles at Steven C Bromberg, Cpa, Avantax Investment Services, Inc, Dunphey & Associates Supply Company, Inc, Peretz, Resnick, Mitgang & Marcus, Llp, Dasco Supply, LLC, Avantax Insurance Agency, LLC, Avantax Advisory Services and Steven C. Bromberg, Executor. Bromberg maintains a Series 63 license, certifying them as a securities broker, and is able to work in New York. Avantax Advisory Services is an advisory business that has its headquarters in Coppell, TX. The firm has offices in 1,514 locations and a total of 2,433 financial advisors. It manages $31 billion in assets under management among its 123,393 customer accounts, placing it among the biggest investment advisory firms in the United States by assets under management. Of its 123,393 customer accounts, just 6% are associated with high-net-worth clients who have greater than $1 million in assets. The company has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. Fees charged by financial advisors typically depend on the type of services. Fee types billed by Avantax Advisory Services can include some blend of asset-based, fixed and other fees.

Certifications and Registrations

Series 63

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Others

Office Location

118 North Bedford Rd. Suite 100
Mount Kisco, NY 10549

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Avantax Advisory Services Brokerage Details

Total Assets Under Management

$30,968,246,116

NY Average: $3,042,739,679
Total Number of Employees

2,433

NY Average: 49
Total Number of Accounts

123,393

NY Average: 2,315
Average Account Size

$250,972

NY Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Steven Bromberg Work History

Steven has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Avantax Advisory Services

2019 - Present (5 years)

Steven C. Bromberg, Executor

2003 - Present (21 years)

Avantax Investment Services, Inc

2003 - Present (21 years)

Avantax Insurance Agency, LLC

2000 - Present (24 years)

Steven C Bromberg, Cpa

2019 - 2021 (2 years)

Dasco Supply, LLC

2017 - 2019 (2 years)

Dunphey & Associates Supply Company, Inc

2011 - 2017 (6 years)

Peretz, Resnick, Mitgang & Marcus, Llp

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Steven Bromberg to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Avantax Advisory Services

Annie Fruge
Irving, TX
James Boyd
Wilmington, DE
Gabriel Sandler
Ann Arbor, MI
Andrew Smith
Gadsden, AL
Rosa Rosales
Irving, TX
Shane Ellingson
Irving, TX
Neil Nowitzke
Ann Arbor, MI
Denissia Gordon
Dallas, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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