Morgan Stanley

Investment Advisor
in New York, NY
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About this Advisor

Thomas Caruso is a financial advisor who works in New York, New York, with 12 years of experience as a financial advisor. Caruso is on the advisory team at Morgan Stanley. The advisor has gained experience at Cetera Investment Advisers LLC, Cetera Financial Specialist LLC, Towers Watson, Buck Consultants, Caruso Financial Group, LLC, Morgan Stanley, Private Portfolio Partners, LLC and Lpl Financial LLC. Caruso has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in New Jersey. Morgan Stanley is a registered investment firm that has its headquarters in New York, New York. The company has offices in 702 locations and a total of 26,000 advisors. It oversees $735 billion in assets between its 1,724,668 client accounts, making it one of the biggest firms in the nation by assets under management. The firm serves 283 charities and foundations. The company offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors largely are based on which services the firm provides the client. Fee types billed by Morgan Stanley most likely are comprised of asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others



Office Location

1 New York Plaza
New York, NY 10004

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Morgan Stanley Brokerage Details

Total Assets Under Management


NY Average: $7,464,549,021
Total Number of Employees


NY Average: 88
Total Number of Accounts


NY Average: 3,892
Average Account Size


NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Thomas Caruso Work History

Thomas has 12 years of experience.

2017 - Present (2 years)

Morgan Stanley

2016 - 2017 (1 year)

Private Portfolio Partners, LLC

2016 - 2017 (1 year)

Lpl Financial LLC

2015 - 2016 (1 year)

Cetera Investment Advisers LLC

2015 - 2016 (1 year)

Cetera Financial Specialist LLC

2015 - 2017 (2 years)

Caruso Financial Group, LLC

2011 - 2015 (4 years)

Towers Watson

2006 - 2011 (5 years)

Buck Consultants


Thomas Caruso has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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