Thomas
Croxton

Compound Planning

CRD#4899717
Investment Advisor
in New York, NY

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About this Advisor

Thomas Croxton is a financial advisor based in New York, New York, working with Compound Planning. Thomas has previously held positions at Lpl Financial, LLC, Mariner Independent Advisor Network, LLC, and Compound Planning. Thomas has passed the Series 66 regulatory exam and is registered to provide services in California. Currently, Thomas is part of Compound Planning, which operates out of New York, New York. The firm has 40 offices and 70 employees. The firm manages assets totaling $1.4 billion and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters, and educational seminars. The fee structure at Compound Planning includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

609 Greenwich Street 4Th Floor
New York, NY 10014

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Compound Planning Brokerage Details

Total Assets Under Management

$1,395,949,263

NY Average: $7,464,549,021
Total Number of Employees

70

NY Average: 88
Total Number of Accounts

7,391

NY Average: 3,892
Average Account Size

$188,872

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Thomas Croxton Work History

2024 - Present (0 year)

Compound Planning

2017 - Present (7 years)

Mariner Independent Advisor Network, LLC

2006 - 2023 (17 years)

Lpl Financial, LLC

Disclosures

Please visit the SEC profile of Thomas Croxton to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Compound Planning

Reed Nothwang
Concord, CA
Tyler Morris
New York, NY
Cameron Hackett
Richmond, CA
Kyon Pannill
Byron Center, MI
Nicholas Garcia
New York, NY
Shannon Lynch
New York, NY
Peyton Hawkes
New York, NY
Burton Brown
New York, NY

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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