Thomas
Fanning
M Holdings Securities, Inc
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About this Advisor
Thomas Fanning is a financial advisor based in Woodbury, New York who has 5 years of relevant experience. Fanning is currently employed by M Holdings Securities, Inc. Over the course of their career, Fanning has held roles at M Holdings Securiites, Inc, Heritage Strategies, LLC, Mass Mutual Life Insurance Company, Mml Investors Services and M Holdings Securities. Fanning maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to operate in New Jersey and New York. M Holdings Securities, Inc is a business operating out of Portland, OR. The company has offices in 105 locations and a total of 738 employees. It handles $4 billion in assets between its 10,065 client accounts, placing it among the largest investment advisory firms in the United States by assets under management. Of its 10,065 customer accounts, 17% are held by high-net-worth individuals who have more than $1 million in assets available to invest. M Holdings Securities, Inc has a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees for financial advisory services vary depending on which services the firm provides the client. However, fees billed by M Holdings Securities, Inc most likely consist of some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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M Holdings Securities, Inc Brokerage Details
$3,932,369,637
738
10,065
$390,697
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Thomas Fanning Work History
Thomas has been registered as a financial advisor for 5 years.*
M Holdings Securities
Heritage Strategies, LLC
Mml Investors Services
Mass Mutual Life Insurance Company
M Holdings Securiites, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Thomas Fanning to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at M Holdings Securities, Inc
Portland, OR
Portland, ME
Newtown, PA
Portland, OR
Rochelle Park, NJ
Portland, OR
Portland, OR
Tampa, FL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
