Axa Advisors, LLC

Investment Advisor
in New York, NY
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About this Advisor

Thomas Mingone is a financial advisor in New York, New York. Currently a registered investment advisor at Axa Advisors, LLC, they have accumulated 13 years of experience in the financial advisory industry. Mingone holds Series 63 and Series 66 licenses, qualifying the advisor as a securities representative. Mingone can operate based out of Arizona, Colorado, Florida, Michigan, New Jersey, Texas, Washington, Arkansas, California, Connecticut, Delaware, Washington, D.C., Georgia, Idaho, Illinois, Iowa, Virginia, Maine, Maryland, Pennsylvania, South Carolina, Missouri, New Hampshire, New Mexico, North Carolina, Ohio, Oklahoma, Oregon, Utah and Vermont. Their career trajectory has included roles at Axa Advisors, LLC and Cmg Financial Planning LTD. Axa Advisors, LLC is headquartered in New York, New York, and has 844 additional brick-and-mortar locations across the country. As an advisor firm, Axa Advisors, LLC oversees $15 billion in assets dispersed across 52,116 accounts and employs more than 5,774 people. The amount of assets the firm manages makes it one of the largest financial advisory firms in the country. The firm manages 8,811 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 34% of the advisory firm's customers are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Axa Advisors, LLC offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66, Chartered Financial Consultant

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees



Office Location

114 W 47 Street Suite #1820
New York, NY 10036

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Axa Advisors, LLC Brokerage Details

Total Assets Under Management


NY Average: $7,464,549,021
Total Number of Employees


NY Average: 88
Total Number of Accounts


NY Average: 3,892
Average Account Size


NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Thomas Mingone Work History

Thomas has 13 years of experience.

2005 - Present (14 years)

Axa Advisors, LLC

2005 - Present (14 years)

Cmg Financial Planning LTD


Thomas Mingone has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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