Thomas
Moore

First Republic Investment Management, Inc

CRD#3065413
Investment Advisor
in New York, NY

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About this Advisor

Thomas Moore is a financial advisor who works in New York, New York with a total of 10 years of industry experience. Moore is an advisor for First Republic Investment Management, Inc. The advisor has gained experience at Morgan Stanley Smith Barney LLC, Barclays Capital Inc, First Republic Securities Company, LLC and First Republic Investment Management, Inc. Moore has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to advise clients in Connecticut, Florida, New Jersey and New York. First Republic Investment Management, Inc is a financial advisory business operating out of San Francisco, CA. The investment advisory business has offices in 37 locations and a total of 1,165 advisors. It manages $140 billion in total assets among its 84,774 customer accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm advises 393 charities and foundations. Of its 84,774 accounts, 43% belong to high-net-worth clients who have more than $1 million in investable assets. First Republic Investment Management, Inc offers a diverse range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial management usually depend on the type of services provided. Fee types billed by First Republic Investment Management, Inc can consist of some combination of asset-based, fixed, performance-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees, Others

Office Location

1230 Avenue Of The Americas 2Nd Floor
New York, NY 10020

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First Republic Investment Management, Inc Brokerage Details

Total Assets Under Management

$139,511,326,231

NY Average: $7,578,581,321
Total Number of Employees

1,165

NY Average: 43
Total Number of Accounts

84,774

NY Average: 3,727
Average Account Size

$1,645,685

NY Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Thomas Moore Work History

Thomas has been registered as a financial advisor for 10 years.*

2023 - Present (1 year)

Morgan Stanley Smith Barney LLC

2017 - 2023 (6 years)

First Republic Securities Company, LLC

2017 - 2023 (6 years)

First Republic Investment Management, Inc

2013 - 2017 (4 years)

First Republic Securities Company, LLC

2013 - 2017 (4 years)

First Republic Investment Management, Inc

2009 - 2013 (4 years)

Barclays Capital Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Thomas Moore to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at First Republic Investment Management, Inc

Mark Kordes
Palm Beach, FL
Kevin Macintyre
Boston, MA
Tracey Graziosa
New York, NY
Jeffrey Sherman
Boston, MA
Christina Wolfe
Newport Beach, CA
Mark Palmer
San Francisco, CA
John Garofalo
Los Angeles, CA
Alec Feinstein
Los Angeles, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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