Tracy
Rashford

Tiaa-Cref Individual & Institutional Services, LLC

CRD#2100489
Investment Advisor
in Latham, NY

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About this Advisor

Tracy Rashford is a financial advisor who works out of Latham, New York with a total of 12 years of relevant experience. Rashford is an employee of Tiaa-Cref Individual & Institutional Services, LLC. Over the course of their career, they have held roles at Tiaa-Cref Individual & Institutional Services, LLC and Tiaa. Rashford holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to advise clients in Connecticut, District Of Columbia, Maryland, Massachusetts, New Jersey and New York. Tiaa-Cref Individual & Institutional Services, LLC is a financial advisory company based out of New York, NY. The company has offices in 136 locations and a total of 1,235 employees. It manages $31 billion in total assets between its 76,892 customer accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm provides services to 22 charitable organizations. Of its 76,892 accounts, 62% are held by high-net-worth investors who have greater than $1 million in assets available to invest. The business has a few services, such as financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Financial advisory fees vary depending on which service is offered. Fee types billed by Tiaa-Cref Individual & Institutional Services, LLC likely are comprised of asset-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Others

Office Location

30 Century Hill Drive Suite 300
Latham, NY 12110

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Tiaa-Cref Individual & Institutional Services, LLC Brokerage Details

Total Assets Under Management

$30,906,830,115

NY Average: $7,464,549,021
Total Number of Employees

1,235

NY Average: 88
Total Number of Accounts

76,892

NY Average: 3,892
Average Account Size

$401,951

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Tracy Rashford Work History

Tracy has been registered as a financial advisor for 12 years.*

2011 - Present (13 years)

Tiaa-Cref Individual & Institutional Services, LLC

2011 - Present (13 years)

Tiaa

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Tracy Rashford to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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