Vincent
Smith
Securities America Advisors, Inc
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About this Advisor
Vincent Smith is a financial advisor working out of Buffalo, New York with 10 years of industry experience. Smith is currently employed by Securities America Advisors, Inc. Their career trajectory has included roles at Securities America, Inc, Securities America Advisors, Inc and L&M Financial Services. Smith has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in New York and Texas. Securities America Advisors, Inc is a financial advisory business based in La Vista, NE. The firm has offices in 1,469 locations and a total of 3,748 financial advisors. It handles $38 billion in assets under management between its 200,228 client accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm serves five charities and foundations. Of its 200,228 customer accounts, just 5% are associated with high-net-worth investors who have at least $1 million in investable assets. The firm has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees typically vary depending on the services. However, fee types billed by Securities America Advisors, Inc likely are comprised of some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Securities America Advisors, Inc Brokerage Details
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$38,163,842,160
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
3,748
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
200,228
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$190,602
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Vincent Smith Work History
Vincent has been registered as a financial advisor for 10 years.*
Securities America, Inc
Securities America Advisors, Inc
L&M Financial Services
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Vincent Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Securities America Advisors, Inc
Spokane, WA
Omaha, NE
Costa Mesa, CA
Midvale, UT
Burlingame, CA
Kimberly, WI
La Vista, NE
La Vista, NE
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