Wallace
Davis

Oppenheimer & Co. Inc

CRD#1532144
Investment Advisor
in New York, NY
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About this Advisor

Wallace Davis is a chartered financial analyst based in New York, New York, who has been in the financial industry for 15 years. Davis is on the advisory team at Oppenheimer & Co. Inc. They have spent the entirety of their time as a financial advisor at Oppenheimer & Co. Inc. Davis has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can operate in Connecticut and Texas. Oppenheimer & Co. Inc is a company based in New York, New York. The firm has offices in 77 locations and a total of 2,740 financial advisors. It controls $11 billion in assets under management between its 21,879 client accounts, placing it among the biggest firms in the United States by assets under management. The firm provides financial advice to 92 charities and foundations. Of its 21,879 customer accounts, just 2% belong to high-net-worth individuals who have more than $1 million in investable assets. The firm performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees charged by financial advisors typically are based on which services the firm provides the client. Fees billed by Oppenheimer & Co. Inc most likely include any blend of asset-based, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Analyst

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Performance-based Fees

Disclosures

Yes

Office Location

200 Park Avenue 25Th Floor
New York, NY 10166

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Oppenheimer & Co. Inc Brokerage Details

Total Assets Under Management

$11,190,648,770

NY Average: $7,464,549,021
Total Number of Employees

2,740

NY Average: 88
Total Number of Accounts

21,879

NY Average: 3,892
Average Account Size

$511,479

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Wallace Davis Work History

Wallace has 15 years of experience.

2003 - Present (16 years)

Fahnestock & Co. Inc

Disclosures

Wallace Davis has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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