Warren
Goodroad

Cl Wealth Management LLC

CRD#1893814
Investment Advisor
in New York, NY
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About this Advisor

Warren Goodroad is a certified financial planner whose office is in New York, New York. Currently a registered investment advisor at Cl Wealth Management LLC, Goodroad has 16 years of practice as an investment advisor. Goodroad has a Series 63 license, qualifying them as a securities broker. Goodroad can act as an advisor in Minnesota. During their career, Goodroad has held roles at Workman Securities Corp, Allied Beacon Partners, Inc, Allied Beacon Wealth Management, LLC and Cabot Lodge Securities. Cl Wealth Management LLC is located in New York, New York, and operates out of 46 other brick-and-mortar locations in the nation. As a registered investment advisory firm, Cl Wealth Management LLC oversees $222 million in assets throughout 1,403 client accounts and retains more than 51 people. The amount of assets the firm manages places it among the mid-sized investment advisory firms in the country. The firm manages 1,269 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 4% of the advisory firm's customers are high-net-worth individuals, meaning they have over $1 million in capital. Cl Wealth Management LLC can offer financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters and educational seminars. The firm's fees may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

200 Vesey Street 24Th Floor
New York, NY 10281

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Cl Wealth Management LLC Brokerage Details

Total Assets Under Management

$222,320,877

NY Average: $7,464,549,021
Total Number of Employees

51

NY Average: 88
Total Number of Accounts

1,403

NY Average: 3,892
Average Account Size

$158,461

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Warren Goodroad Work History

Warren has 16 years of experience.

2013 - Present (6 years)

Cabot Lodge Securities

2012 - Present (7 years)

Allied Beacon Wealth Management, LLC

2011 - 2013 (2 years)

Allied Beacon Partners, Inc

2002 - 2011 (9 years)

Workman Securities Corp

Disclosures

Warren Goodroad has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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