Wayne
Cook

Gwn Securities Inc

CRD#6385619
Investment Advisor
in Amsterdam, NY

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About this Advisor

Wayne Cook is a financial advisor based in Amsterdam, New York, working with Gwn Securities Inc. Wayne has previously held positions at Garvey Hyundai, Northwestern Mutual Investment Services LLC, Axa Advisors, LLC, Equitable Advisors, LLC, and Gwn Securities, Inc. Wayne has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in New York. Currently, Wayne is part of Gwn Securities Inc, which operates out of Amsterdam, New York. The firm has 25 offices and 755 employees. The firm manages assets totaling $3.1 billion and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and market timing services. The fee structure at Gwn Securities Inc includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Market timing services

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

Amsterdam, NY

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Gwn Securities Inc Brokerage Details

Total Assets Under Management

$3,079,617,915

NY Average: $1,855,561,029
Total Number of Employees

755

NY Average: 62
Total Number of Accounts

62,656

NY Average: 2,474
Average Account Size

$49,151

NY Average: $750,025

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Market timing services

Wayne Cook Work History

2023 - Present (1 year)

Gwn Securities, Inc

2019 - 2020 (1 year)

Axa Advisors, LLC

2019 - 2022 (3 years)

Equitable Advisors, LLC

2014 - 2019 (5 years)

Northwestern Mutual Investment Services LLC

2009 - 2015 (6 years)

Garvey Hyundai

Disclosures

Please visit the SEC profile of Wayne Cook to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Gwn Securities Inc

Trace Horevitz
Palm Beach Gardens, FL
Artin Muradyan
Palm Beach Gardens, FL
Mark Schindler
Palm Beach Gardens, FL
Timothy Howell
Palm Beach Gardens, FL
Anthony Decristofaro
Pasadena, CA
Michael Dilella
Iselin, NJ
Cole Finley
Palm Beach Gardens, FL
Joshua Mccutcheon
Fort Worth, TX

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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