Wayne
Cook

Gwn Securities Inc

CRD#6385619
Investment Advisor
in Amsterdam, NY

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About this Advisor

Wayne Cook is a financial advisor based out of Amsterdam, New York. Cook currently works for Gwn Securities Inc. Over the course of their career, they have held roles at Garvey Hyundai, Northwestern Mutual Investment Services LLC, The Sage Colleges, Axa Advisors, LLC, Equitable Advisors, LLC and Gwn Securities, Inc. Cook maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can serve investors in New York. Gwn Securities Inc is a registered investment firm that has its headquarters in Palm Beach Gardens, FL. The company has offices in 25 locations and a total of 755 financial advisors. It has $3 billion in assets under management across its 58,177 client accounts, making it one of the biggest investment advisory firms in the nation by assets under management. Of its 58,177 customer accounts, just 4% are associated with high-net-worth clients who have more than $1 million in investable assets. The firm provides a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and market timing services. Financial advisory fee schedules typically depend on which service is provided. Fees billed by Gwn Securities Inc likely include any blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

less than 1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Market timing services

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

Amsterdam, NY

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Gwn Securities Inc Brokerage Details

Total Assets Under Management

$2,838,916,178

NY Average: $1,855,561,029
Total Number of Employees

755

NY Average: 62
Total Number of Accounts

58,177

NY Average: 2,474
Average Account Size

$48,798

NY Average: $750,025

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Market timing services

Wayne Cook Work History

Wayne has been registered as a financial advisor for 0 years.*

2023 - Present (1 year)

Gwn Securities, Inc

2019 - 2020 (1 year)

Axa Advisors, LLC

2019 - 2022 (3 years)

Equitable Advisors, LLC

2014 - 2019 (5 years)

Northwestern Mutual Investment Services LLC

2012 - 2013 (1 year)

The Sage Colleges

2009 - 2015 (6 years)

Garvey Hyundai

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Wayne Cook to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Gwn Securities Inc

Joshua Miller
Wayne, PA
Michael Merrick
Palm Beach Gardens, FL
Sergey Lyubyatinskiy
Los Angeles, CA
Michael Stone
Palmetto Bay, FL
David Karl
Palm Beach Gardens, FL
Roy Weiss
Williamsport, PA
Bryan Merillat
Chelsea, MI
Gary Oconnor
Palm Beach Gardens, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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