Allen
Losey

Vanguard Advisers Inc

CRD#3045137
Investment Advisor
in Charlotte, NC
Are you Allen Losey? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Allen Losey is a certified financial planner based in Charlotte, North Carolina, with 13 years of professional experience. Losey is currently employed by Vanguard Advisers Inc. The advisor has gained experience at Math Smart, Inc and The Vanguard Group, Inc. Losey has Series 63 and Series 66 licenses, designating them as a securities agent, and is able to operate in North Carolina and Texas. Vanguard Advisers Inc is a financial advisory company that has its headquarters in Charlotte, North Carolina. The firm has offices in three locations and a total of 878 employees. It oversees $151 billion in total assets across its 661,667 client accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm advises 583 charitable organizations. Of its 661,667 accounts, just 4% are held by high-net-worth investors who have more than $1 million in investable assets. The advisory firm has a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Fees for financial advisory services typically depend on which services are provided. Fee types charged by Vanguard Advisers Inc most likely include asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

2525 Water Ridge Parkway 1 North Falls Plaza, Ste 100
Charlotte, NC 28217

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Vanguard Advisers Inc Brokerage Details

Total Assets Under Management

$160,926,810,750

NC Average: $15,833,994,310
Total Number of Employees

984

NC Average: 41
Total Number of Accounts

460,532

NC Average: 3,342
Average Account Size

$349,437

NC Average: $4,737,880

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Allen Losey Work History

Allen has 13 years of experience.

2008 - Present (11 years)

The Vanguard Group, Inc

2005 - Present (14 years)

Math Smart, Inc

Disclosures

Allen Losey has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started