Alysha
Humbert
Principal Securities, Inc
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About this Advisor
Alysha Humbert is a financial advisor operating in Charlotte, North Carolina, with a total of 3 years of industry experience. Humbert is an advisor for Principal Securities, Inc. Throughout their career, Humbert has worked at E*Trade Securities LLC, E*Trade Capital Management LLC, Wells Fargo Advisors.Com, Wells Fargo Clearing Services, LLC, Principal Life Insurance Co and Principal Securities Inc. Humbert holds Series 63 and Series 66 licenses, qualifying them as a securities representative, and is approved to advise clients in North Carolina. Principal Securities, Inc is a firm based in Des Moines, IA. The company has offices in 350 locations and a total of 1,430 employees. It administers $9 billion in assets across its 46,075 client accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm advises 34 charitable organizations. Of its 46,075 client accounts, just 3% are held by high-net-worth investors who have at least $1 million in investable assets. The advisory firm has a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules typically vary depending on the services offered. Fee types billed by Principal Securities, Inc can consist of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Alysha Humbert Work History
Alysha has been registered as a financial advisor for 3 years.*
Principal Life Insurance Co
Principal Securities Inc
Wells Fargo Clearing Services, LLC
Wells Fargo Advisors.Com
E*Trade Capital Management LLC
E*Trade Securities LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Alysha Humbert to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Des Moines, IA
Raleigh, NC
Tampa, FL
Arlington, TX
Birmingham, AL
Seattle, WA
Puyallup, WA
Milwaukee, WI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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