Amelia
Harmon

Lpl Financial LLC

CRD#4750241
Investment Advisor
in Gastonia, NC

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About this Advisor

Amelia Harmon is a financial advisor operating in Gastonia, North Carolina, with 11 years in the industry. Harmon is currently employed by Lpl Financial LLC. Throughout their career, Harmon has worked at Nylife Securities LLC, New York Life Insurance Co, Eagle Strategies LLC, Stratos Wealth Partners, Pnc Investments, Investacorp Inc, Investacorp Advisory Services, South State Bank, Lpl Financial LLC and Lpl Financial, LLC. Harmon maintains Series 63 and Series 66 licenses, which qualify them as a securities broker, and is approved to operate in North Carolina. Lpl Financial LLC is a registered investment company that has its headquarters in Gastonia, North Carolina. The investment advisory business has offices in 9,898 locations and a total of 28,744 people on staff. It has $404 billion in total assets across its 1,517,995 accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm provides services to 3,162 charitable organizations. Of its 1,517,995 accounts, 31% are associated with high-net-worth investors who have more than $1 million in assets. Lpl Financial LLC performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advice largely vary depending on which service is offered. However, fees billed by Lpl Financial LLC most likely include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

519 S. New Hope Road
Gastonia, NC 28054

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$404,176,194,148

NC Average: $646,059,043
Total Number of Employees

28,744

NC Average: 13
Total Number of Accounts

1,517,995

NC Average: 661
Average Account Size

$266,257

NC Average: $977,396

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Amelia Harmon Work History

Amelia has 11 years of experience.

2020 - Present (2 years)

South State Bank

2020 - Present (2 years)

Lpl Financial LLC

2018 - 2020 (2 years)

Investacorp Inc

2018 - 2020 (2 years)

Investacorp Advisory Services

2016 - 2018 (2 years)

Pnc Investments

2013 - 2014 (1 year)

Stratos Wealth Partners

2012 - 2016 (4 years)

Lpl Financial, LLC

2011 - 2012 (1 year)

Nylife Securities LLC

2011 - 2012 (1 year)

New York Life Insurance Co

2011 - 2012 (1 year)

Eagle Strategies LLC

Disclosures

Amelia Harmon has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Paul Goeke
Saint Louis, MO
Jonathan Davis
Spokane, WA
Tyler Atkinson
Bellevue, WA
Anthony Velarde
Oxnard, CA
Anthony Rue
San Diego, CA
Bret Edensword
Seattle, WA
Ruthanna Goodman
Louisville, KY

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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