Andrew
Rose

Royal Alliance Associates, Inc

CRD#5321017
Investment Advisor
in Raleigh, NC
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About this Advisor

Andrew Rose is a certified financial planner operating in Raleigh, North Carolina, who has 11 years of professional experience. Rose is on the advisory team at Royal Alliance Associates, Inc. Their career trajectory has included roles at Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services, LLC, Royal Alliance Associates, Inc, Northwestern Mutual Wealth Management Company and Sii. Rose has a Series 63 license, which qualifies them as a securities broker, and is able to serve investors in North Carolina. Royal Alliance Associates, Inc is a company that has its headquarters in Raleigh, North Carolina. It has offices in 459 locations and a total of 1,933 financial advisors. It oversees $8 billion in assets under management among its 30,657 customer accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm advises 40 charities and foundations. Of its 30,657 accounts, just 13% belong to high-net-worth clients who have at least $1 million in assets available to invest. The firm offers a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules typically are based on which services the firm provides the client. Fee types billed by Royal Alliance Associates, Inc can consist of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

8816 Six Forks Road Suite 301
Raleigh, NC 27615

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$12,621,142,596

NC Average: $10,121,009,343
Total Number of Employees

2,951

NC Average: 92
Total Number of Accounts

62,916

NC Average: 6,978
Average Account Size

$200,603

NC Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Andrew Rose Work History

Andrew has 11 years of experience.

2018 - Present (1 years)

Royal Alliance Associates, Inc

2017 - Present (2 years)

Sii

2016 - 2017 (1 years)

Northwestern Mutual Wealth Management Company

2014 - 2016 (2 years)

Northwestern Mutual Investment Services, LLC

2008 - 2017 (9 years)

Northwestern Mutual Investment Services, LLC

2007 - 2017 (10 years)

Northwestern Mutual Life Insurance Company

Disclosures

Andrew Rose has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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