Andrew
Spafford

Mml Investors Services, LLC

CRD#5811999
Investment Advisor
in Charlotte, NC
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About this Advisor

Andrew Spafford is a chartered financial consultant working in Charlotte, North Carolina, who has been in the financial industry for 14 years. Spafford is on the advisory team at Mml Investors Services, LLC. Their career trajectory has included roles at Phillips And Jordan, Massachusetts Mutual Life Insurance Co, Mml Investors Services, LLC, Dicks Sporting Goods, Creative Catering - Grand Isle Lake House and Unc Charlotte Recreation Services. Spafford maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to work in North Carolina. Mml Investors Services, LLC is an advisory company that has its headquarters in Charlotte, North Carolina. The company has offices in 1,335 locations and a total of 8,095 advisors. It manages $29 billion in assets among its 238,365 client accounts, making it one of the biggest firms in the nation by assets under management. The firm serves 512 charitable organizations. The advisory firm provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors depend on which services the firm provides the client. However, fee types charged by Mml Investors Services, LLC likely include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66, Chartered Financial Consultant

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

101 N. Mcdowell Street Suite 120
Charlotte, NC 28204

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$30,087,392,846

NC Average: $16,012,751,954
Total Number of Employees

7,805

NC Average: 118
Total Number of Accounts

185,684

NC Average: 4,567
Average Account Size

$162,035

NC Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Andrew Spafford Work History

Andrew has 14 years of experience.

2016 - Present (3 years)

Mml Investors Services, LLC

2010 - Present (9 years)

Massachusetts Mutual Life Insurance Co

2010 - 2012 (2 years)

Dicks Sporting Goods

2009 - 2010 (1 year)

Phillips And Jordan

2008 - 2009 (1 year)

Unc Charlotte Recreation Services

2004 - 2009 (5 years)

Creative Catering - Grand Isle Lake House

Disclosures

Andrew Spafford has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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