Ashok
Tapadia
Park Avenue Securities LLC
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About this Advisor
Ashok Tapadia is a financial advisor based in Raleigh, North Carolina, working with Park Avenue Securities LLC. Ashok has previously held positions at Cp Advisory Services, Inc, Guardian Life Insurance Company, and Park Avenue Securities LLC. Ashok has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Alabama, Arizona, California, Florida, Georgia, Illinois, Iowa, Maryland, Michigan, Missouri, New Jersey, New York, North Carolina, South Carolina, Texas, Virginia, and Washington. Currently, Ashok is part of Park Avenue Securities LLC, which operates out of Raleigh, North Carolina. The firm has 399 offices and 1,841 employees. The firm manages assets totaling $11.9 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars. The fee structure at Park Avenue Securities LLC includes asset-based, hourly, and fixed fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Park Avenue Securities LLC Brokerage Details
$11,881,593,369
1,841
62,811
$189,164
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
Ashok Tapadia Work History
Park Avenue Securities LLC
Cp Advisory Services, Inc
Guardian Life Insurance Company
Disclosures
Please visit the SEC profile of Ashok Tapadia to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Park Avenue Securities LLC
Charlotte, NC
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Houston, TX
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West Palm Beach, FL
Irvine, CA
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