Carroll Financial Associates Inc
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About this Advisor
Benjamin Graves is a certified financial planner whose office is in Charlotte, North Carolina. Currently an investment advisor with Carroll Financial Associates Inc, they have accrued a notable 34 years of professional experience. Graves holds a Series 63 license, which qualifies them as a securities agent. Graves can work with investors in Louisiana, Texas and North Carolina. Throughout their career, Graves has worked at Cetera Advisor Networks LLC, Carroll Financial Associates, Inc and Financial Network Investment Corporation. Carroll Financial Associates Inc is headquartered in Charlotte, North Carolina, and operates out of four other brick-and-mortar locations in the country. In aggregate, Carroll Financial Associates Inc manages $3 billion in assets throughout 6,259 accounts and employs more than 43 people. The firm's total assets under management places it among the largest financial advisory firms in the nation. The firm manages 5,848 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 14% of the advisor firm's investors are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Carroll Financial Associates Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, publication of newsletters and educational seminars. The firm may charge clients asset-based, hourly and fixed fees.
Certifications and Registrations
Years of Experience
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Carroll Financial Associates Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops
Benjamin Graves Work History
Benjamin has 34 years of experience.
Cetera Advisor Networks LLC
Carroll Financial Associates, Inc
Financial Network Investment Corporation
Benjamin Graves has disclosures.
Please visit their SEC profile for more details.