Benjamin
Hadley

Lpl Financial LLC

CRD#6618090
Investment Advisor
in Winston Salem, NC

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About this Advisor

Benjamin Hadley is a financial advisor based out of Winston Salem, North Carolina who has 2 years of industry experience. Hadley is on the advisory team at Lpl Financial LLC. Hadley has gained experience at Clemson University, Ruddick Corporation, Four Star Ventures, Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services LLC, Northwestern Mutual Wealth Management Company, Jennifer Torrey, Axa Advisors, LLC, Lpl Financial, LLC, Navigon Financial Group and Raymond James & Associates, Inc. Hadley has Series 63 and Series 66 licenses, certifying them as a securities broker, and is able to serve investors in North Carolina. Lpl Financial LLC is a business that has its headquarters in Fort Mill, SC. The investment advisory business has offices in 9,898 locations and a total of 31,366 people on staff. It handles $368 billion in assets between its 1,688,501 customer accounts, making it one of the largest investment advisory firms in the United States by assets under management. The firm serves 3,425 charitable organizations. Of its 1,688,501 accounts, 31% are associated with high-net-worth individuals who have greater than $1 million in investable assets. Lpl Financial LLC offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fee schedules usually are based on the services. However, fee types billed by Lpl Financial LLC most likely are comprised of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

1404 Plaza West Rd
Winston Salem, NC 27103

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

NC Average: $646,059,043
Total Number of Employees

31,366

NC Average: 13
Total Number of Accounts

1,688,501

NC Average: 661
Average Account Size

$217,956

NC Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Benjamin Hadley Work History

Benjamin has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Lpl Financial, LLC

2018 - 2018 (< 1 year)

Navigon Financial Group

2018 - 2021 (3 years)

Raymond James & Associates, Inc

2017 - 2017 (< 1 year)

Northwestern Mutual Wealth Management Company

2017 - 2017 (< 1 year)

Jennifer Torrey

2017 - 2018 (1 year)

Axa Advisors, LLC

2016 - 2017 (1 year)

Northwestern Mutual Life Insurance Company

2016 - 2017 (1 year)

Northwestern Mutual Investment Services LLC

2013 - 2016 (3 years)

Four Star Ventures

2012 - 2013 (1 year)

Ruddick Corporation

2005 - 2013 (8 years)

Clemson University

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Benjamin Hadley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
John Noone
Bedford, MA
Raymond Lopez
Fresno, CA
Timothy Meyers
Wenatchee, WA
Michelle Paris
Croydon, NH
David Capitan
Hinsdale, IL
William Feudale
Hazleton, PA
John Neuenswander
Salt Lake City, UT

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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