Brian
Carr

Royal Alliance Associates, Inc

CRD#5864649
Investment Advisor
in Raleigh, NC
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About this Advisor

Brian Carr is a certified financial planner working in Raleigh, North Carolina, who has been in the advisory business for 11 years. Carr is currently employed by Royal Alliance Associates, Inc. Over the course of their career, Carr has held roles at Morgan Stanley Smith Barney, Carrmichael Construction., LLC, Morgan Stanley Wealth Management, Sii and Royal Alliance Associates, Inc. Carr has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to advise clients in North Carolina. Royal Alliance Associates, Inc is a financial advisory company that has its headquarters in Raleigh, North Carolina. The company has offices in 459 locations and a total of 1,933 people on staff. It administers $8 billion in assets across its 30,657 accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm serves 40 charitable organizations. Of its 30,657 client accounts, just 13% are associated with high-net-worth clients who have at least $1 million in investable assets. The firm has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees vary depending on which services the firm provides the client. Fees billed by Royal Alliance Associates, Inc can consist of some blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

8816 Six Forks Road Suite 301
Raleigh, NC 27615

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$7,615,432,719

NC Average: $10,121,009,343
Total Number of Employees

1,933

NC Average: 92
Total Number of Accounts

30,657

NC Average: 6,978
Average Account Size

$248,408

NC Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Brian Carr Work History

Brian has 11 years of experience.

2018 - Present (1 years)

Royal Alliance Associates, Inc

2014 - Present (5 years)

Sii

2012 - 2014 (2 years)

Morgan Stanley Wealth Management

2010 - 2012 (2 years)

Morgan Stanley Smith Barney

2007 - 2010 (3 years)

Carrmichael Construction., LLC

Disclosures

Brian Carr has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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