Brian
Pollard

Captrust

CRD#2913614
Investment Advisor
in Raleigh, NC
Are you Brian Pollard? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Brian Pollard is a certified financial planner operating out of Raleigh, North Carolina, with 12 years of professional experience. Pollard is an employee of Captrust. Their career trajectory has included roles at Usaa Financial Advisors, Inc, Northwestern Mutual Investment Services, LLC, Investment Professionals, Northwestern Mutual Life Insurance Company, Usaa Financial Planning Services, Capfinancial Securities, LLC and Captrust Financial Advisors. Pollard maintains Series 63, Series 65 and Series 66 licenses, designating them as both a securities agent and an investment advisor representative, and can serve investors in North Carolina. Captrust is an advisory business based out of Raleigh, North Carolina. The investment advisory business has offices in 34 locations and a total of 412 advisors. It has $274 billion in total assets between its 16,305 client accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm serves 74 charities and foundations. Of its 16,305 client accounts, just 8% are associated with high-net-worth investors who have at least $1 million in assets available to invest. Captrust offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and publication of newsletters. Fees for financial advisory services usually vary depending on which services are offered. Fees billed by Captrust likely are comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Series 66, Certified Financial Planner

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

4208 Six Forks Rd Suite 1700
Raleigh, NC 27609

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Captrust Brokerage Details

Total Assets Under Management

$273,979,441,749

NC Average: $3,625,019,099
Total Number of Employees

412

NC Average: 22
Total Number of Accounts

16,305

NC Average: 1,917
Average Account Size

$16,803,400

NC Average: $1,890,985

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters

Brian Pollard Work History

Brian has 12 years of experience.

2016 - Present (3 years)

Capfinancial Securities, LLC

2016 - Present (3 years)

Captrust Financial Advisors

2011 - 2016 (5 years)

Usaa Financial Advisors, Inc

2011 - 2016 (5 years)

Usaa Financial Planning Services

2009 - 2011 (2 years)

Northwestern Mutual Investment Services, LLC

2009 - 2011 (2 years)

Northwestern Mutual Life Insurance Company

2006 - 2009 (3 years)

Investment Professionals

Disclosures

Brian Pollard has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started