Briana
Smith

Captrust

CRD#5923764
Investment Advisor
in Raleigh, NC

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About this Advisor

Briana Smith is a certified financial planner who works in Raleigh, North Carolina, with a total of 1 year of industry experience. Smith is on the advisory team at Captrust. Throughout their career, Smith has worked at New England Securities, Metlife Securities Inc, Commonwealth Financial Network, E3 Financial Planning, Trailridge Financial, Capfinancial Securities, LLC, Capfinancial Partners, LLC. (Captrust), First Citizens Investor Services, First Citizens Bank, Capfinancial Partners LLC (Captrust) and Capfinancial Securities LLC. Smith maintains a Series 63 license, qualifying them as a securities representative, and is able to operate in North Carolina. Captrust is an advisory company that has its headquarters in Raleigh, NC. The investment advisory business has offices in 69 locations and a total of 1,338 people on staff. It manages $715 billion in assets between its 76,254 customer accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm serves 136 charitable organizations. Of its 76,254 client accounts, 33% are held by high-net-worth individuals who have at least $1 million in assets available to invest. The firm has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and publication of newsletters. Fees charged by financial advisors typically vary depending on which services are provided. However, fees charged by Captrust may include asset-based, hourly, fixed and performance-based fees.

Certifications and Registrations

Series 63, CERTIFIED FINANCIAL PLANNER™

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Performance-based Fees

Office Location

4208 Six Forks Rd Suite 1700
Raleigh, NC 27609

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Captrust Brokerage Details

Total Assets Under Management

$714,587,898,072

NC Average: $3,625,019,099
Total Number of Employees

1,338

NC Average: 22
Total Number of Accounts

76,254

NC Average: 1,917
Average Account Size

$9,371,153

NC Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters

Briana Smith Work History

Briana has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Capfinancial Partners LLC (Captrust)

2022 - Present (2 years)

Capfinancial Securities LLC

2022 - 2022 (< 1 year)

First Citizens Investor Services

2021 - 2022 (1 year)

First Citizens Bank

2020 - 2021 (1 year)

Capfinancial Securities, LLC

2020 - 2021 (1 year)

Capfinancial Partners, LLC. (Captrust)

2019 - 2020 (1 year)

Trailridge Financial

2015 - 2015 (< 1 year)

Metlife Securities Inc

2015 - 2020 (5 years)

Commonwealth Financial Network

2015 - 2020 (5 years)

E3 Financial Planning

2013 - 2015 (2 years)

New England Securities

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Briana Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Captrust

Michael Knowles
Raleigh, NC
Kristopher Byrd
Raleigh, NC
Valerie Young
Raleigh, NC
Vivian Houchens
Raleigh, NC
Adam Powell
Clarkston, MI
Nicholas Mellone
Leesburg, VA
Kathryn Mccall
Sacramento, CA
Errol Hau
Raleigh, NC

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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