Brice
Oldham

Carroll Financial Associates Inc

CRD#4882230
Investment Advisor
in Charlotte, NC
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About this Advisor

Brice Oldham is a certified financial planner who works out of Charlotte, North Carolina, who has been in the industry for 10 years. Oldham is an advisor for Carroll Financial Associates Inc. Oldham has gained experience at Morgan Stanley & Co. Inc, Morgan Stanley Smith Barney, Cetera Advisor Networks, LLC and Carroll Financial Associates, Inc. Oldham holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and can operate in North Carolina and Texas. Carroll Financial Associates Inc is a firm operating out of Charlotte, North Carolina. It has offices in four locations and a total of 43 people on staff. It oversees $3 billion in assets among its 6,259 client accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm serves 11 charitable organizations. Of its 6,259 accounts, just 14% are associated with high-net-worth clients who have at least $1 million in investable assets. The firm performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, publication of newsletters and educational seminars. Financial management fees largely depend on which service is provided. Fees charged by Carroll Financial Associates Inc can consist of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

4201 Congress Street, Ste 210
Charlotte, NC 28209

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Carroll Financial Associates Inc Brokerage Details

Total Assets Under Management

$2,476,825,260

NC Average: $3,625,019,099
Total Number of Employees

43

NC Average: 22
Total Number of Accounts

6,259

NC Average: 1,917
Average Account Size

$395,722

NC Average: $1,890,985

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Brice Oldham Work History

Brice has 10 years of experience.

2014 - Present (5 years)

Cetera Advisor Networks, LLC

2014 - Present (5 years)

Carroll Financial Associates, Inc

2009 - 2014 (5 years)

Morgan Stanley Smith Barney

2008 - 2014 (6 years)

Morgan Stanley & Co. Inc

Disclosures

Brice Oldham has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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