Bruce
Spencer

Suntrust Advisory Services, Inc

CRD#3174379
Investment Advisor
in Charlotte, NC
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About this Advisor

Bruce Spencer is a certified financial planner whose office is in Charlotte, North Carolina. Currently a registered advisor at Suntrust Advisory Services, Inc, Spencer has 12 years of professional experience in the financial advisory industry. Spencer maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative. Spencer is able to advise investors based out of North Carolina. Throughout their career, Spencer has worked at Suntrust Investment Services, Inc, Tiaa-Cref Individual & Institutional Services, LLC, Tiaa and Suntrust Advisory Services. Suntrust Advisory Services, Inc is headquartered in Charlotte, North Carolina, and has 1,572 additional brick-and-mortar locations in the country. Overall, Suntrust Advisory Services, Inc oversees $19 billion in assets dispersed across 41,105 client accounts and employs more than 1,539 people. The level of assets currently under the firm's management places it among the largest financial advisory firms in the country. The firm manages 31,892 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 15% of the investment firm's clients are high-net-worth individuals, meaning they have more than $1 million in capital. Suntrust Advisory Services, Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, publication of newsletters and other services. The firm may charge clients asset-based and hourly fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Other

Fee Structure

Percentage of Assets, Hourly Charges

Disclosures

No

Office Location

4777 Sharon Road Second Floor - Fpg
Charlotte, NC 28210

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Suntrust Advisory Services, Inc Brokerage Details

Total Assets Under Management

$19,036,272,153

NC Average: $3,570,121,308
Total Number of Employees

1,539

NC Average: 58
Total Number of Accounts

41,105

NC Average: 1,608
Average Account Size

$463,113

NC Average: $2,220,225

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Other

Bruce Spencer Work History

Bruce has 12 years of experience.

2016 - Present (3 years)

Suntrust Advisory Services

2013 - Present (6 years)

Suntrust Investment Services, Inc

2006 - 2013 (7 years)

Tiaa-Cref Individual & Institutional Services, LLC

2006 - 2013 (7 years)

Tiaa

Disclosures

Bruce Spencer has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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