Carlos
Romero
Ip Financial Advisory Services LLC
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About this Advisor
Carlos Romero is a financial advisor based in Charlotte, North Carolina, working with Ip Financial Advisory Services LLC. Carlos has previously held positions at Next Financial Group Inc, Innovation Partners LLC, and Ip Financial Advisory Services LLC. Carlos has passed the Series 63, Series 65, and Series 66 regulatory exams and is registered to provide services in Arizona, Colorado, Connecticut, Florida, Minnesota, New Jersey, New York, Ohio, Pennsylvania, Texas, and Virginia. Currently, Carlos is part of Ip Financial Advisory Services LLC, which operates out of Charlotte, North Carolina. The firm has 28 offices and 92 employees. The firm manages assets totaling $297.0 million and offers a range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, and other services. The fee structure at Ip Financial Advisory Services LLC includes asset-based, hourly, fixed, and other fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Ip Financial Advisory Services LLC Brokerage Details
$296,950,627
92
2,290
$129,673
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Carlos Romero Work History
Innovation Partners LLC
Ip Financial Advisory Services LLC
Next Financial Group Inc
Disclosures
Please visit the SEC profile of Carlos Romero to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Ip Financial Advisory Services LLC
Lone Tree, CO
Charlotte, NC
Henderson, NV
Charlotte, NC
Charlotte, NC
Charlotte, NC
Natick, MA
Charlotte, NC
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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