Caroline
Denham

Vanguard Advisers Inc

CRD#5860142
Investment Advisor
in Charlotte, NC
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About this Advisor

Caroline Denham is a certified financial planner who works in Charlotte, North Carolina, who has been in the financial industry for 12 years. Denham works at Vanguard Advisers Inc. During their career, Denham has held roles at The Vanguard Group, Inc, Athens First Bank & Trust and University Of Georgia. Denham holds a Series 63 license, certifying them as a securities representative, and is approved to operate in North Carolina and Texas. Vanguard Advisers Inc is a company that has its headquarters in Charlotte, North Carolina. It has offices in three locations and a total of 878 advisors. It manages $151 billion in total assets across its 661,667 accounts, placing it among the biggest firms in the United States by assets under management. The firm serves 583 charities and foundations. Of its 661,667 customer accounts, just 4% are held by high-net-worth individuals who have at least $1 million in assets. Vanguard Advisers Inc offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Fees for financial advisory services usually vary depending on which services the firm provides the client. However, fee types billed by Vanguard Advisers Inc likely are comprised of asset-based and fixed fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

2525 Water Ridge Parkway
Charlotte, NC 28217

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Vanguard Advisers Inc Brokerage Details

Total Assets Under Management

$151,085,275,109

NC Average: $15,833,994,310
Total Number of Employees

878

NC Average: 41
Total Number of Accounts

661,667

NC Average: 3,342
Average Account Size

$228,340

NC Average: $4,737,880

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Caroline Denham Work History

Caroline has 12 years of experience.

2010 - Present (9 years)

The Vanguard Group, Inc

2010 - 2010 (0 years)

Athens First Bank & Trust

2006 - 2010 (4 years)

University Of Georgia

Disclosures

Caroline Denham has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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