Catherine
Reid
Prosperity Capital Advisors
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About this Advisor
Catherine Reid is a financial advisor who works in Arden, North Carolina with a total of 6 years of industry experience. Reid works at Prosperity Capital Advisors. Over the course of their career, Reid has held roles at Jeffery J Palmer, Pruco Securities, LLC, Infinity Wealth Mangement, Inc, Mercap Securities, LLC, Prosperity Capital Advisors and Innovation Partners LLC. Reid maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to serve investors in North Carolina. Prosperity Capital Advisors is a company operating out of Westlake, OH. The firm has offices in 26 locations and a total of 143 people on staff. It handles $2 billion in total assets across its 7,565 accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm serves three charitable organizations. Of its 7,565 client accounts, just 5% belong to high-net-worth investors who have more than $1 million in assets. The business offers a diverse assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. Fees for financial advisory services largely vary depending on which service is offered. However, fee types billed by Prosperity Capital Advisors likely consist of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Prosperity Capital Advisors Brokerage Details
$1,712,428,969
143
7,565
$226,362
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
- Other
Catherine Reid Work History
Catherine has been registered as a financial advisor for 6 years.*
Innovation Partners LLC
Prosperity Capital Advisors
Infinity Wealth Mangement, Inc
Mercap Securities, LLC
Mercap Securities, LLC
Jeffery J Palmer
Pruco Securities, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Catherine Reid to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Prosperity Capital Advisors
Westlake, OH
Ft Mitchell, KY
Schererville, IN
Westlake, OH
Arden, NC
Red Bank, NJ
Westlake, OH
Westlake, OH
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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