Catherine
Reid

Prosperity Capital Advisors

CRD#5579457
Investment Advisor
in Arden, NC

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About this Advisor

Catherine Reid is a financial advisor based in Arden, North Carolina, working with Prosperity Capital Advisors. Catherine has previously held positions at Prosperity Capital Advisors, Mercap Securities, LLC, Innovation Partners LLC, and Infinity Wealth Management, Inc. Catherine has passed the Series 66 regulatory exam and is registered to provide services in North Carolina. Currently, Catherine is part of Prosperity Capital Advisors, which operates out of Arden, North Carolina. The firm has 37 offices and 202 employees. The firm manages assets totaling $2.2 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, and educational seminars. The fee structure at Prosperity Capital Advisors includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

3400 Sweeten Creek Road Suite A
Arden, NC 28704

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Prosperity Capital Advisors Brokerage Details

Total Assets Under Management

$2,245,308,171

NC Average: $2,106,341,625
Total Number of Employees

202

NC Average: 34
Total Number of Accounts

9,396

NC Average: 1,972
Average Account Size

$238,964

NC Average: $1,068,125

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Catherine Reid Work History

2020 - Present (4 years)

Innovation Partners LLC

2016 - Present (8 years)

Prosperity Capital Advisors

2014 - Present (10 years)

Infinity Wealth Mangement, Inc

2018 - 2020 (2 years)

Mercap Securities, LLC

2015 - 2017 (2 years)

Mercap Securities, LLC

Disclosures

Please visit the SEC profile of Catherine Reid to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Prosperity Capital Advisors

Troy Stine
Lake Charles, LA
Jake Giles
Arden, NC
Derrick Gibbs
Westlake, OH
Thomas Ponce
Edwardsville, IL
Kirsten Schlumbohm
Westlake, OH
Cheryl Bush
South Easton, MA
Ashwini Ahluwalia
Westlake, OH
Catherine Reid
Arden, NC

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