Catherine
Stewart

Vanguard Advisers Inc

CRD#5216801
Investment Advisor
in Charlotte, NC
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About this Advisor

Catherine Stewart is a certified financial planner who works out of Charlotte, North Carolina, who has been in the industry for 11 years. Stewart is on the advisory team at Vanguard Advisers Inc. During their career, the advisor has held roles at Ameriprise Financial Services, Inc and The Vanguard Group, Inc. Stewart has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and can serve investors in North Carolina and Texas. Vanguard Advisers Inc is a firm that has its headquarters in Charlotte, North Carolina. The company has offices in three locations and a total of 878 advisors. It handles $151 billion in assets among its 661,667 client accounts, making it one of the biggest firms in the country by assets under management. The firm provides financial advisory services to 583 charitable organizations. Of its 661,667 customer accounts, just 4% belong to high-net-worth clients who have greater than $1 million in assets. Vanguard Advisers Inc provides a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Financial management fee schedules usually depend on which service is provided. However, fees charged by Vanguard Advisers Inc can be comprised of some combination of asset-based and fixed fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

2525 Water Ridge Parkway 1 North Falls Plaza, Ste 100
Charlotte, NC 28217

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Vanguard Advisers Inc Brokerage Details

Total Assets Under Management

$151,085,275,109

NC Average: $15,833,994,310
Total Number of Employees

878

NC Average: 41
Total Number of Accounts

661,667

NC Average: 3,342
Average Account Size

$228,340

NC Average: $4,737,880

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Catherine Stewart Work History

Catherine has 11 years of experience.

2012 - Present (7 years)

The Vanguard Group, Inc

2007 - 2012 (5 years)

Ameriprise Financial Services, Inc

Disclosures

Catherine Stewart has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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