Cathleen
Ringo
Lpl Financial LLC
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About this Advisor
Cathleen Ringo is a financial advisor based in Charlotte, North Carolina, working with Lpl Financial LLC. Cathleen has previously held positions at Regions Bank, Cetera Investment Services LLC, Lpl Financial LLC, First Citizens Investor Services, First Citizens Bank, and South State Bank. Cathleen has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in North Carolina. Currently, Cathleen is part of Lpl Financial LLC, which operates out of Charlotte, North Carolina. The firm has 17,453 offices and 35,841 employees. The firm manages assets totaling $463.5 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Lpl Financial LLC includes asset-based, hourly, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$463,475,486,343
35,841
1,910,545
$242,588
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Cathleen Ringo Work History
Lpl Financial LLC
South State Bank
First Citizens Investor Services
First Citizens Bank
Cetera Investment Services LLC
Regions Bank
Disclosures
Please visit the SEC profile of Cathleen Ringo to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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