Christopher
Richard

Vanguard Advisers Inc

CRD#5394362
Investment Advisor
in Charlotte, NC
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About this Advisor

Christopher Richard is a certified financial planner based in Charlotte, North Carolina, who has 12 years in the industry. Richard is on the advisory team at Vanguard Advisers Inc. Their career trajectory has included roles at The Vanguard Group, Inc and Safe Managment, LLC. Richard maintains a Series 63 license, certifying them as a securities broker, and is able to work in Alabama, Rhode Island, Pennsylvania, Arizona, Texas, Louisiana, Michigan, Montana, Nevada and North Carolina. Vanguard Advisers Inc is a registered investment firm operating out of Charlotte, North Carolina. The firm has offices in three locations and a total of 878 financial advisors. It handles $151 billion in assets among its 661,667 client accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm advises 583 charities and foundations. Of its 661,667 accounts, just 4% belong to high-net-worth individuals who have at least $1 million in assets. The firm has a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Fees charged by financial advisors usually depend on the services. However, fees billed by Vanguard Advisers Inc may include some blend of asset-based and fixed fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

2525 Water Ridge Parkway 1 North Falls Plaza, Ste 100
Charlotte, NC 28217

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Vanguard Advisers Inc Brokerage Details

Total Assets Under Management

$160,926,810,750

NC Average: $15,833,994,310
Total Number of Employees

984

NC Average: 41
Total Number of Accounts

460,532

NC Average: 3,342
Average Account Size

$349,437

NC Average: $4,737,880

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Christopher Richard Work History

Christopher has 12 years of experience.

2007 - Present (12 years)

The Vanguard Group, Inc

2006 - 2010 (4 years)

Safe Managment, LLC

Disclosures

Christopher Richard has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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