Christopher
Spalthoff

49 Financial

CRD#7381767
Investment Advisor
in Charlotte, NC

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About this Advisor

Christopher Spalthoff is a financial advisor based in Charlotte, North Carolina, working with 49 Financial. Christopher has previously held positions at Go-Karts Plus, Anna's Brick Oven Pizza and Pasta, Craft 31, Deet's, Berret's Seafood Restaurant and Taphouse Grill, 622 North, Precarious Beer Hall, La Tienda LLC, The Boathouse Restaurant - Housepitality Family, Northwestern Mutual, Virginia Polytechnic Institute and State University, Green's Grill and Sushi Bar, Warhill High School, Toano Middle School, Paul's Deli Neighborhood Restaurant, Thrivent Advisor Network Dba 49 Financial, Pks Investments, and 49 Financial. Christopher has passed the Series 65 and Series 63 regulatory exams and is registered to provide services in North Carolina. Currently, Christopher is part of 49 Financial, which operates out of Charlotte, North Carolina. The firm has 8 offices and 103 employees. The firm manages assets totaling $566.2 million and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, and selection of other advisers. The fee structure at 49 Financial includes asset-based and fixed fees.

Certifications and Registrations

Series 65, Series 63

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

1213 W Morehead St. Suite 508
Charlotte, NC 28206

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49 Financial Brokerage Details

Total Assets Under Management

$566,217,984

NC Average: $3,042,739,679
Total Number of Employees

103

NC Average: 49
Total Number of Accounts

3,364

NC Average: 2,315
Average Account Size

$168,317

NC Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Christopher Spalthoff Work History

2023 - Present (2 years)

49 Financial

2022 - Present (3 years)

Pks Investments

2022 - 2022 (< 1 year)

Green'S Grill And Sushi Bar

2022 - 2022 (< 1 year)

Paul'S Deli Neighborhood Restaurant

2022 - 2023 (1 year)

Thrivent Advisor Network Dba 49 Financial

2021 - 2021 (< 1 year)

The Boathouse Restaurant - Housepitality Family

2021 - 2022 (1 year)

Northwestern Mutual

2020 - 2020 (< 1 year)

622 North

2019 - 2019 (< 1 year)

Deet'S

2019 - 2020 (1 year)

Berret'S Seafood Restaurant And Taphouse Grill

2019 - 2019 (< 1 year)

Precarious Beer Hall

2018 - 2018 (< 1 year)

Craft 31

2018 - 2022 (4 years)

Virginia Polytechnic Institute And State University

2017 - 2018 (1 year)

Anna'S Brick Oven Pizza And Pasta

2017 - 2021 (4 years)

La Tienda LLC

2016 - 2017 (1 year)

Go-Karts Plus

2015 - 2018 (3 years)

Warhill High School

2012 - 2015 (3 years)

Toano Middle School

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Disclosures

Please visit the SEC profile of Christopher Spalthoff to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at 49 Financial

Roy Anderson
Austin, TX
Adam Lenartowicz
Austin, TX
Weston Kammer
El Segundo, CA
Cami Engelbert
Austin, TX
Hunter Favorite
Atlanta, GA
Cole Pettis
Prosper, TX
Chase Carlson
Houston, TX
Jon Webb
Rogers, AR

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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