Christopher
Spalthoff
49 Financial
Answer a few questions and
get matched with an advisor.
About this Advisor
Christopher Spalthoff is a financial advisor based in Charlotte, North Carolina. Spalthoff is an employee of 49 Financial. Their career trajectory has included roles at Go-Karts Plus, Anna'S Brick Oven Pizza And Pasta, Craft 31, Deet'S, Berret'S Seafood Restaurant And Taphouse Grill, 622 North, Precarious Beer Hall, La Tienda LLC, The Boathouse Restaurant - Housepitality Family, Northwestern Mutual, Virginia Polytechnic Institute And State University, Green'S Grill And Sushi Bar, Warhill High School, Toano Middle School, Paul'S Deli Neighborhood Restaurant, Thrivent Advisor Network Dba 49 Financial, Pks Investments and 49 Financial. Spalthoff holds Series 65 and Series 63 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to serve investors in North Carolina. 49 Financial is a firm operating out of Austin, TX. It handles $231 million in assets under management between its 2,262 client accounts, placing it among the mid-sized firms in the nation by assets under management. Of its 2,262 customer accounts, just 4% belong to high-net-worth individuals who have more than $1 million in assets. 49 Financial performs a diverse range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Financial management fee schedules vary depending on which services the firm provides the client. However, fees billed by 49 Financial may include some blend of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
49 Financial Brokerage Details
$230,561,939
55
2,262
$101,928
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Christopher Spalthoff Work History
Christopher has been registered as a financial advisor for 0 years.*
49 Financial
Pks Investments
Green'S Grill And Sushi Bar
Paul'S Deli Neighborhood Restaurant
Thrivent Advisor Network Dba 49 Financial
The Boathouse Restaurant - Housepitality Family
Northwestern Mutual
622 North
Deet'S
Berret'S Seafood Restaurant And Taphouse Grill
Precarious Beer Hall
Craft 31
Virginia Polytechnic Institute And State University
Anna'S Brick Oven Pizza And Pasta
La Tienda LLC
Go-Karts Plus
Warhill High School
Toano Middle School
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Christopher Spalthoff to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at 49 Financial
Austin, TX
Austin, TX
Austin, TX
Dallas, TX
Austin, TX
Rogers, AR
Austin, TX
Austin, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
