Connie
Gardner
First Citizens Investor Services, Inc
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About this Advisor
Connie Gardner is a financial advisor based in Raleigh, North Carolina who has 16 years of industry experience. Gardner is on the advisory team at First Citizens Investor Services, Inc. Gardner has gained experience at First Citizens Investor Services. Gardner maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and can advise clients in North Carolina. First Citizens Investor Services, Inc is an advisory business based in Raleigh, NC. The investment advisory business has offices in 73 locations and a total of 250 financial advisors. It administers $2 billion in assets under management across its 5,949 customer accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm serves 15 charitable organizations. Of its 5,949 client accounts, just 5% are held by high-net-worth individuals who have more than $1 million in assets available to invest. The firm provides a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. A financial advisor's fee schedules usually are based on which service is offered. Fees billed by First Citizens Investor Services, Inc may include asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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First Citizens Investor Services, Inc Brokerage Details
$1,526,535,778
250
5,949
$256,604
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Connie Gardner Work History
Connie has been registered as a financial advisor for 16 years.*
First Citizens Investor Services
First Citizens Investor Services
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Connie Gardner to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at First Citizens Investor Services, Inc
Charlotte, NC
Hartsville, SC
Charlotte, NC
Wilmington, NC
Durham, NC
Goldsboro, NC
Charleston, SC
Raleigh, NC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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