Ubs Financial Services Inc

Investment Advisor
in Charlotte, NC
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About this Advisor

David Gerber is a chartered financial analyst who works in Charlotte, North Carolina, who has 11 years of professional experience. Gerber is on the advisory team at Ubs Financial Services Inc. Their career trajectory has included roles at Ubs Financial Services, Inc and Avelo Mortgage, LLC. Gerber holds a Series 63 license, designating them as a securities agent, and is able to advise clients in North Carolina. Ubs Financial Services Inc is an advisory company based in Charlotte, North Carolina. The investment advisory business has offices in 369 locations and a total of 13,402 people on staff. It administers $496 billion in assets across its 922,927 client accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm advises 4,543 charities and foundations. Of its 922,927 client accounts, 52% are held by high-net-worth clients who have more than $1 million in assets. The advisory firm has a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees for financial advisory services depend on which services the firm provides the client. However, fees charged by Ubs Financial Services Inc most likely include some combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Chartered Financial Analyst

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others



Office Location

6337 Morrison Blvd.
Charlotte, NC 28211

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management


NC Average: $10,121,009,343
Total Number of Employees


NC Average: 92
Total Number of Accounts


NC Average: 6,978
Average Account Size


NC Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

David Gerber Work History

David has 11 years of experience.

2012 - Present (7 years)

Ubs Financial Services, Inc

2007 - 2012 (5 years)

Avelo Mortgage, LLC


David Gerber has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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