David
Wachter

Mml Investors Services, LLC

CRD#5734478
Investment Advisor
in Hickory, NC

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About this Advisor

David Wachter is an investment advisor in Hickory, North Carolina. Currently a registered advisor with Mml Investors Services, LLC, Wachter has 11 years of experience as a registered investment advisor. Wachter maintains Series 63 and Series 65 licenses, which qualify the advisor as both a securities agent and an investment advisor representative. Wachter is registered to work with customers in North Carolina. Throughout their career, they have worked at Metlife Securities Inc, Mml Investors Services, LLC and Mass Mutual. Mml Investors Services, LLC is headquartered in Hickory, North Carolina, and operates out of 1,335 additional brick-and-mortar locations in the country. In total, Mml Investors Services, LLC manages $40 billion in assets dispersed across 206,878 accounts and employs more than 7,471 people. The amount of assets the firm manages places it among the biggest financial advisory firms in the nation. The firm manages 64,820 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. None of the advisory firm's 206,878 clients are deemed high-net-worth individuals, who are defined as investors who have more than $1 million in investable assets. Mml Investors Services, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

231 4Th Street Sw Suite 98
Hickory, NC 28602

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$39,563,066,947

NC Average: $16,012,751,954
Total Number of Employees

7,471

NC Average: 118
Total Number of Accounts

206,878

NC Average: 4,567
Average Account Size

$191,239

NC Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

David Wachter Work History

David has 11 years of experience.

2017 - Present (4 years)

Mml Investors Services, LLC

2016 - Present (5 years)

Mass Mutual

2009 - 2017 (8 years)

Metlife Securities Inc

Disclosures

David Wachter has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Mml Investors Services, LLC

Aaron Odom
Macon, GA
David Cooil
Greensboro, NC
Jesse Polk
Minneapolis, MN
Corey Miller
New York, NY
Andrew Sedora
Lancaster, PA
Joshua Lauer
Buffalo, NY
Quang Nguyen
Falmouth, ME
Michael Panger
Minneapolis, MN

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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