David
Walters

First Citizens Investor Services, Inc

CRD#3192566
Investment Advisor
in Wilmington, NC

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About this Advisor

David Walters is a financial advisor based in Wilmington, North Carolina, working with First Citizens Investor Services, Inc. David has previously held positions at Wells Fargo Advisors, LLC, Wellsfargo, Wells Fargo Clearing Services, LLC, First Citizens Investor Services, and First Citizens Bank. David has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in North Carolina. Currently, David is part of First Citizens Investor Services, Inc, which operates out of Wilmington, North Carolina. The firm has 107 offices and 235 employees. The firm manages assets totaling $1.7 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, and selection of other advisers. The fee structure at First Citizens Investor Services, Inc includes asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

440 South College Road
Wilmington, NC 28403

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First Citizens Investor Services, Inc Brokerage Details

Total Assets Under Management

$1,729,333,096

NC Average: $3,625,019,099
Total Number of Employees

235

NC Average: 22
Total Number of Accounts

6,086

NC Average: 1,917
Average Account Size

$284,149

NC Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

David Walters Work History

2021 - Present (3 years)

First Citizens Investor Services

2021 - Present (3 years)

First Citizens Bank

2016 - 2021 (5 years)

Wells Fargo Clearing Services, LLC

2013 - 2016 (3 years)

Wells Fargo Advisors, LLC

2013 - 2021 (8 years)

Wellsfargo

Disclosures

Please visit the SEC profile of David Walters to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at First Citizens Investor Services, Inc

Robert Lane
Charlotte, NC
Timothy Sumner
Clinton, NC
Joseph Zarzycki
Raleigh, NC
James Earle
New Bern, NC
William Norman
Raleigh, NC
Alexander Talley
Raleigh, NC
Staci Mills
Charlotte, NC
Brandon Johnson
Columbia, SC

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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