Dawn
Baker

Cambridge Investment Research Advisors, Inc

CRD#3147208
Investment Advisor
in Charlotte, NC
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About this Advisor

Dawn Baker is a certified financial planner based in Charlotte, North Carolina. Currently an investment advisor with Cambridge Investment Research Advisors, Inc, Baker has 14 years of professional experience. Baker holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative. Baker can work with investors in North Carolina and Texas. During their career, the advisor has held roles at Cambridge Investment Research Advisors, Inc, Gunnallen Financial and Cambridge Investment Research, Inc. Cambridge Investment Research Advisors, Inc is headquartered in Charlotte, North Carolina, and operates out of 1,728 locations throughout the United States. As a registered investment advisory firm, Cambridge Investment Research Advisors, Inc manages $40 billion in assets dispersed across 225,374 accounts and retains more than 2,672 people. The level of assets currently under the firm's management makes it one of the biggest firms in the country. The firm manages 196,087 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 7% of the firm's customers are high-net-worth individuals, meaning they have more than $1 million in investable assets. Cambridge Investment Research Advisors, Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

10955 Winds Crossing Drive Suite 100
Charlotte, NC 28273

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Cambridge Investment Research Advisors, Inc Brokerage Details

Total Assets Under Management

$44,327,336,213

NC Average: $9,259,360,772
Total Number of Employees

2,857

NC Average: 166
Total Number of Accounts

276,236

NC Average: 7,189
Average Account Size

$160,469

NC Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

Dawn Baker Work History

Dawn has 14 years of experience.

2010 - Present (9 years)

Cambridge Investment Research Advisors, Inc

2010 - Present (9 years)

Cambridge Investment Research, Inc

2004 - 2010 (6 years)

Gunnallen Financial

Disclosures

Dawn Baker has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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