Deane
Gauthier

Robert W. Baird & Co. Inc

CRD#3232034
Investment Advisor
in Hendersonville, NC

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About this Advisor

Deane Gauthier is a financial advisor operating in Hendersonville, North Carolina, with a total of 21 years of financial industry experience. Gauthier is an advisor for Robert W. Baird & Co. Inc. Over the course of their career, Gauthier has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, J.J.B. Hilliard W.L. Lyons, LLC and Robert W. Baird & Co. Inc. Gauthier holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to operate in North Carolina. Robert W. Baird & Co. Inc is a registered investment firm that has its headquarters in Hendersonville, North Carolina. The firm has offices in 169 locations and a total of 3,651 financial advisors. It administers $188 billion in total assets between its 207,240 client accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm advises 891 charities and foundations. Of its 207,240 accounts, 25% belong to high-net-worth individuals who have at least $1 million in assets available to invest. Robert W. Baird & Co. Inc has a wide set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. Fees charged by financial advisors vary depending on which service is provided. Fee types charged by Robert W. Baird & Co. Inc most likely consist of some combination of asset-based, hourly, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

21 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees

Disclosures

No

Office Location

475 S. Church Street Suite 100 A
Hendersonville, NC 28792

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Robert W. Baird & Co. Inc Brokerage Details

Total Assets Under Management

$188,252,622,527

NC Average: $2,826,565,184
Total Number of Employees

3,651

NC Average: 43
Total Number of Accounts

207,240

NC Average: 1,898
Average Account Size

$908,380

NC Average: $1,489,234

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

Deane Gauthier Work History

Deane has 21 years of experience.

2019 - Present (2 years)

Robert W. Baird & Co. Inc

2013 - Present (8 years)

J.J.B. Hilliard W.L. Lyons, LLC

1999 - 2013 (14 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Deane Gauthier has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Robert W. Baird & Co. Inc

Heather Rushenberg
Davenport, IA
Christopher Peters
Scottsdale, AZ
Noah Polk
Louisville, KY
Scott Osborn
Columbus, IN
Sulay Ringwala
Alpharetta, GA
Brenna Olson
Milwaukee, WI
Susan Foerg
Denver, CO
Brandon Pribyl
Davenport, IA

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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