Deborah
Mcwilliams

Wells Fargo Clearing Services, LLC

CRD#2176832
Investment Advisor
in Charlotte, NC
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About this Advisor

Deborah Mcwilliams is a certified financial planner who works out of Charlotte, North Carolina, who has 21 years of experience as a financial advisor. Mcwilliams currently works for Wells Fargo Clearing Services, LLC. Throughout their career, they have worked at Merrill Lynch, Pierce, Fenner & Smith Inc, Wells Fargo Advisors, LLC and Wells Fargo Clearing Services, LLC. Mcwilliams maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to work in North Carolina. Wells Fargo Clearing Services, LLC is a financial advisory company based out of Charlotte, North Carolina. The company has offices in 6,557 locations and a total of 26,409 financial advisors. It oversees $473 billion in assets among its 1,432,715 customer accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm advises 6,248 charities and foundations. Of its 1,432,715 customer accounts, 39% are associated with high-net-worth clients who have more than $1 million in assets available to invest. Wells Fargo Clearing Services, LLC provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fees largely are based on which services are provided. However, fee types charged by Wells Fargo Clearing Services, LLC can consist of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

21 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

401 S Tryon St 2Nd and 9Th Fls [Rbo]
Charlotte, NC 28202

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$473,000,358,971

NC Average: $11,469,110,461
Total Number of Employees

26,409

NC Average: 458
Total Number of Accounts

1,432,715

NC Average: 33,415
Average Account Size

$330,143

NC Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Deborah Mcwilliams Work History

Deborah has 21 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2013 - 2016 (3 years)

Wells Fargo Advisors, LLC

1997 - 2013 (16 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Deborah Mcwilliams has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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