Denis
Curcio

Carroll Financial Associates Inc

CRD#2655577
Investment Advisor
in Charlotte, NC
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About this Advisor

Denis Curcio is a certified financial planner located in Charlotte, North Carolina. Currently an advisor at Carroll Financial Associates Inc, Curcio has an impressive 21 years of experience as a registered investment advisor. Curcio maintains Series 63 and Series 66 licenses, which designate them as a securities agent. Curcio is registered to serve clients based out of North Carolina. Their career trajectory has included roles at Integrity Investments, Inc, Curcio Financial, Inc, Massmutual Financial Group, Mml Investors Services Inc, Financial Network, Carroll Financial Associates, Inc, Cetera Advisor Networks LLC and Reliance Trust Company. Carroll Financial Associates Inc is based out of Charlotte, North Carolina, and has four other locations in the nation. As a company, Carroll Financial Associates Inc manages $3 billion in assets dispersed across 6,259 client accounts and employs more than 43 people. The level of assets currently under the firm's management places it among the biggest investment advisory firms in the United States. The firm manages 5,848 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 14% of the advisory firm's customers are high-net-worth individuals, meaning they have over $1 million in capital. Carroll Financial Associates Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, publication of newsletters and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

21 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

4201 Congress Street, Ste 210
Charlotte, NC 28209

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Carroll Financial Associates Inc Brokerage Details

Total Assets Under Management

$2,463,897,753

NC Average: $3,625,019,099
Total Number of Employees

46

NC Average: 22
Total Number of Accounts

6,776

NC Average: 1,917
Average Account Size

$363,621

NC Average: $1,890,985

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Denis Curcio Work History

Denis has 21 years of experience.

2015 - Present (4 years)

Cetera Advisor Networks LLC

2014 - Present (5 years)

Carroll Financial Associates, Inc

2013 - 2013 (< 1 year)

Cetera Advisor Networks LLC

2013 - 2014 (1 year)

Reliance Trust Company

2010 - 2012 (2 years)

Financial Network

2010 - 2013 (3 years)

Carroll Financial Associates, Inc

2009 - 2010 (1 year)

Massmutual Financial Group

2009 - 2010 (1 year)

Mml Investors Services Inc

2008 - 2010 (2 years)

Curcio Financial, Inc

1997 - 2009 (12 years)

Integrity Investments, Inc

Disclosures

Denis Curcio has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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